Unclaimed
Suzanne Virginia Smith is a financial advisor with over 12 years of experience in the industry. Suzanne is currently registered with Corebridge Capital Services, Inc. and Valic Financial Advisors, Inc. in Houston, TX. Prior to her current role, Suzanne has worked with several firms including Coastal Securities, Inc., New England Securities, MetLife Securities Inc., Next Financial Group, Inc. and Comerica Securities. Suzanne holds licenses including Series 6, 7, 24, 53, and 66. Suzanne specializes in providing financial advice to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
04/07/2020 - Present
Corebridge Capital Services, Inc. (HOUSTON TX)
TX
04/08/2013 - 05/08/2013
COASTAL SECURITIES, INC. (HOUSTON TX)
TX
07/19/2011 - 03/01/2013
NEW ENGLAND SECURITIES (HOUSTON TX)
TX
03/11/2008 - 07/20/2011
METLIFE SECURITIES INC. (HOUSTON TX)
TX
04/12/2007 - 02/08/2008
NEXT FINANCIAL GROUP, INC. (HOUSTON TX)
TX
07/03/2006 - 03/30/2007
COMERICA SECURITIES (HOUSTON TX)
IL
07/06/2005 - 09/06/2005
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
IL
04/29/2004 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
BOTH
Issued 10/15/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/04/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/05/2019
Series 24 - General Securities Principal Examination
BC
Issued 02/08/2010
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/2018
Series 7 - General Securities Representative Examination
BC
Issued 04/28/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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