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Suzanne Virginia Smith

Corebridge Capital Services, Inc.

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About Suzanne Virginia Smith

Suzanne Virginia Smith is a financial advisor with over 12 years of experience in the industry. Suzanne is currently registered with Corebridge Capital Services, Inc. and Valic Financial Advisors, Inc. in Houston, TX. Prior to her current role, Suzanne has worked with several firms including Coastal Securities, Inc., New England Securities, MetLife Securities Inc., Next Financial Group, Inc. and Comerica Securities. Suzanne holds licenses including Series 6, 7, 24, 53, and 66. Suzanne specializes in providing financial advice to individuals and families.

Firm Information

Suzanne Smith is currently registered with Corebridge Capital Services, Inc.. Corebridge Capital Services, Inc. is a corporation formed in November 1982 and is registered in all 50 states plus the District of Columbia and Puerto Rico. The firm is also registered with the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

273

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Suzanne Smith’s Registration & Firm History

TX

04/07/2020 - Present

Corebridge Capital Services, Inc. (HOUSTON TX)

TX

04/08/2013 - 05/08/2013

COASTAL SECURITIES, INC. (HOUSTON TX)

TX

07/19/2011 - 03/01/2013

NEW ENGLAND SECURITIES (HOUSTON TX)

TX

03/11/2008 - 07/20/2011

METLIFE SECURITIES INC. (HOUSTON TX)

TX

04/12/2007 - 02/08/2008

NEXT FINANCIAL GROUP, INC. (HOUSTON TX)

TX

07/03/2006 - 03/30/2007

COMERICA SECURITIES (HOUSTON TX)

IL

07/06/2005 - 09/06/2005

CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)

IL

04/29/2004 - 07/06/2005

BANC ONE SECURITIES CORPORATION (CHICAGO IL)

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Licenses & Designations

BOTH

Issued 10/15/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/04/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/05/2019

Series 24 - General Securities Principal Examination

BC

Issued 02/08/2010

Series 53 - Municipal Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/11/2018

Series 7 - General Securities Representative Examination

BC

Issued 04/28/2004

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Suzanne Virginia Smith. Review regulatory record here.
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