Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Suzanne? Claim Your ProfileSuzanne Victoria Sarka is a financial professional with over 30 years of experience in the industry. Suzanne holds licenses to conduct business in a variety of states. Suzanne is currently affiliated with Regiment Securities, LLC. Suzanne has previously held positions at Mercury Securities, LLC, M. R. Beal & Company, Salomon Brothers Inc., and Goldman, Sachs & Co. Suzanne's areas of expertise include securities, municipal securities, and commodities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
10/18/2021 - Present
Regiment Securities, LLC (CHICAGO IL)
CA
05/31/2016 - 06/26/2021
MERCURY SECURITIES, LLC (NOVATO CA)
NY
06/17/2009 - 01/29/2014
M. R. BEAL & COMPANY (NEW YORK NY)
NY
08/23/1991 - 06/01/1995
SALOMON BROTHERS INC. (NEW YORK NY)
NY
04/24/1990 - 08/13/1991
GOLDMAN, SACHS & CO. (NEW YORK NY)
BOTH
Issued 11/21/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/27/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/23/2009
Series 7 - General Securities Representative Examination
BC
Issued 06/16/2009
Series 52 - Municipal Securities Representative Examination
BC
Issued 02/20/1991
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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