Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Suzanne? Claim Your ProfileSuzanne Glosman has been in the industry since 2003. Suzanne is currently registered with HSBC Securities (USA) Inc. and holds the Series 6, 7, 63, and 65 licenses. Suzanne's prior experience includes roles with Foreside Distribution Services, L.P., BNY Capital Markets Inc., and Seligman Advisors, Inc. Suzanne has been with HSBC Securities (USA) Inc. since 2009. Suzanne provides asset allocation recommendations and, based upon such recommendations, uses third-party advisers to manage assets pursuant to client approval.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NY
05/10/2024 - Present
Hsbc Securities (usa) Inc. (NEW YORK NY)
NY
12/21/2022 - 02/16/2023
HSBC SECURITIES (USA) INC. (NEW YORK NY)
NY
01/28/2009 - 05/12/2022
HSBC SECURITIES (USA) INC. (NEW YORK NY)
ME
03/09/2006 - 01/29/2009
FORESIDE DISTRIBUTION SERVICES, L.P. (PORTLAND ME)
NY
06/15/2004 - 12/12/2005
BNY CAPITAL MARKETS INC. (NEW YORK NY)
MA
06/06/2000 - 08/01/2002
SELIGMAN ADVISORS, INC. (BOSTON MA)
NY
09/01/1998 - 01/10/2000
NEUBERGER BERMAN MANAGEMENT INC. (NEW YORK NY)
IA
Issued 11/04/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/16/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/1999
Series 7 - General Securities Representative Examination
BC
Issued 08/31/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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