Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Suzanne? Claim Your ProfileSuzanne Stephens Ellis is a financial advisor registered with Cetera Investment Advisers LLC, with over 13 years of experience in the financial services industry. Suzanne has held previous roles with Voya Financial Advisors, Inc. and Wells Fargo Clearing Services, LLC. Suzanne is registered with the state of South Carolina and Texas, with her main office located in Piedmont, South Carolina. Suzanne is a highly experienced financial advisor, offering financial planning, pension consulting, educational seminars, and portfolio management services to individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
SC
06/29/2023 - Present
Cetera Investment Advisers LLC (PIEDMONT SC)
SC
05/26/2017 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (GREENWOOD SC)
SC
10/06/2009 - 06/01/2017
WELLS FARGO CLEARING SERVICES, LLC (GREENWOOD SC)
BOTH
Issued 10/29/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/5/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Suzanne Ellis is the right advisor for you? Invested Better is here to help.
