Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Suzanne? Claim Your ProfileSuzanne Soyong Chai is a financial advisor with Fidelity Personal And Workplace Advisors. Suzanne has been in the financial services industry since 2002. Suzanne holds Series 6, 7, 63 and 65 licenses. Suzanne is registered to provide investment advisory services in Texas and California. Suzanne is also registered to provide securities related services in 52 states and territories, as well as the District of Columbia and Puerto Rico. Fidelity Personal And Workplace Advisors is a large financial services firm with over $1 billion in assets under management. The firm provides a wide range of financial services, including financial planning, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
02/24/2022 - Present
Fidelity Personal AND Workplace Advisors (TORRANCE CA)
CA
04/03/2017 - 01/05/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ROLLING HILLS ESTATES CA)
CA
10/30/2015 - 03/29/2017
WADDELL & REED (TORRANCE CA)
CA
04/04/2012 - 07/01/2015
HSBC SECURITIES (USA) INC. (ROLLING HILLS ESTATES CA)
CA
10/23/2009 - 03/07/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ROLLING HILLS ESTATES CA)
CA
03/21/2002 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (PALOS VERDES ESTATES CA)
IA
Issued 12/13/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/20/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/2010
Series 7 - General Securities Representative Examination
BC
Issued 03/19/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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