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Suzanne Ruth Riordan

Matrix Executions, LLC

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About Suzanne Ruth Riordan

Suzanne Riordan is a financial professional with Matrix Executions, LLC. Suzanne has been in the financial industry since 2020 and holds licenses for Series 7, Series 63, Series 99, Series 24, and the SIE exam. Suzanne is registered in Illinois and New York.

Firm Information

Suzanne Riordan is currently registered with Matrix Executions, LLC. Matrix Executions, LLC is a Limited Liability Company formed in February 2002. The firm is registered with the SEC and in 30 states.

Not reported

Assets Under Management

Not reported

Total Clients

42

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Suzanne Riordan’s Registration & Firm History

IL

12/18/2020 - Present

Matrix Executions, LLC (Chicago IL)

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Licenses & Designations

BC

Issued 07/06/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/05/2023

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 04/24/2021

Series 7TO - General Securities Representative Examination

BC

Issued 02/01/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Suzanne Ruth Riordan.
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