Unclaimed
Suzanne Rech is an investment advisor representative with LPL Financial LLC. Suzanne has been in the industry since July 1, 2016. Suzanne has a series 7, series 66, series 52, series 53, series 24, series 9, series 10 and SIE licenses. Suzanne is registered in Florida, South Carolina, and Texas. Suzanne is also a registered investment advisor representative in South Carolina and Texas. In addition to her current role with LPL Financial LLC, Suzanne was previously employed by Securities Service Network, Inc. Suzanne is a licensed and registered investment advisor representative in the states of Florida, South Carolina, and Texas. She is currently associated with LPL Financial LLC and is a registered representative of FINRA and a registered investment advisor representative of the state of South Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
07/11/2017 - Present
LPL Financial LLC (FORT MILL SC)
TN
06/23/2016 - 06/12/2017
SECURITIES SERVICE NETWORK, INC. (KNOXVILLE TN)
BOTH
Issued 01/20/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/24/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/24/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/25/2017
Series 4 - Registered Options Principal Examination
BC
Issued 03/10/2017
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/13/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/23/2017
Series 52 - Municipal Securities Representative Examination
BC
Issued 09/22/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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