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Suzanne Rasmussen Flannery

Neuberger Berman BD LLC

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About Suzanne Rasmussen Flannery

Suzanne Rasmussen Flannery is a financial professional with over 13 years of experience in the financial services industry. Suzanne is currently registered with Neuberger Berman BD LLC, and previously worked with Goldman Sachs & Co. LLC and J.P. Morgan Securities Inc. Suzanne's areas of expertise include securities, commodities, and investments. Suzanne holds a Series 3, Series 7, Series 24, and Series 63 licenses, as well as the SIE exam.

Firm Information

Suzanne Flannery is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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Fee Structure

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Suzanne Flannery’s Registration & Firm History

NY

10/11/2019 - Present

Neuberger Berman BD LLC (NEW YORK NY)

NY

07/19/2010 - 10/23/2019

GOLDMAN SACHS & CO. LLC (NEW YORK NY)

NY

10/01/2008 - 07/02/2010

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

09/11/2006 - 10/01/2008

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/11/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/27/2015

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/01/2012

Series 3 - National Commodity Futures Examination

BC

Issued 09/08/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Suzanne Rasmussen Flannery.
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