Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Suzanne? Claim Your ProfileSuzanne Wohlfeld is a financial advisor currently registered with LPL Financial LLC. Suzanne has been working in the financial industry since 1998 and has held registrations with several firms including Fifth Third Securities, Inc., Chase Investment Services Corp. and CUNA Brokerage Services, Inc. Suzanne has a broad range of experience serving a wide variety of clients including individuals, families, businesses and institutions. Suzanne is committed to providing personalized financial advice and helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
KY
05/18/2022 - Present
LPL Financial LLC (Louisville KY)
KY
07/13/2017 - 05/18/2022
CUNA BROKERAGE SERVICES, INC. (Louisville KY)
KY
03/23/2011 - 06/30/2017
FIFTH THIRD SECURITIES, INC. (LOUISVILLE KY)
KY
02/26/2009 - 03/09/2011
CHASE INVESTMENT SERVICES CORP. (LOUISVILLE KY)
KY
12/20/2007 - 02/20/2009
FIFTH THIRD SECURITIES, INC. (LOUISVILLE KY)
IN
07/06/2005 - 12/10/2007
CHASE INVESTMENT SERVICES CORP. (CORYDON IN)
IL
03/26/2003 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
MO
10/12/2001 - 04/07/2003
WACHOVIA SECURITIES, INC. (ST. LOUIS MO)
MI
10/20/1998 - 10/18/2001
H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)
IA
Issued 03/09/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/22/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/05/1999
Series 7 - General Securities Representative Examination
BC
Issued 10/15/1998
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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