Unclaimed
Suzanne Caporicci is a financial advisor with Fidelity Brokerage Services LLC. Suzanne has been in the industry since 2001. She has a Series 7, Series 63, and Series 24 license. Suzanne is currently registered with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
01/13/2009 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
MA
06/08/2001 - 01/26/2007
FIDELITY BROKERAGE SERVICES LLC (BOSTON MA)
BC
Issued 06/20/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/24/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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