Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Suzanne? Claim Your ProfileSuzanne Marie Sweetwood is a financial advisor with over 20 years of experience in the industry. Suzanne is currently registered with Oppenheimer & Co. Inc. and has previously worked with several firms, including UBS Financial Services Inc., UBS Securities LLC, J.P. Morgan Securities Inc., and Bear Stearns & Co. Inc. Suzanne specializes in portfolio management, financial planning, and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
IL
06/28/2023 - Present
Oppenheimer & Co. Inc. (CHICAGO IL)
IL
06/21/2023 - 07/17/2023
UBS FINANCIAL SERVICES INC. (CHICAGO IL)
IL
10/03/2017 - 06/09/2023
OPPENHEIMER & CO. INC. (CHICAGO IL)
IL
10/08/2015 - 10/14/2016
UBS FINANCIAL SERVICES INC. (CHICAGO IL)
IL
09/02/2010 - 05/29/2015
UBS SECURITIES LLC (CHICAGO IL)
NY
05/14/2007 - 04/27/2009
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
IL
10/21/2003 - 02/23/2007
BEAR, STEARNS & CO. INC. (CHICAGO IL)
IL
10/21/2003 - 02/23/2007
BEAR, STEARNS SECURITIES CORP. (CHICAGO IL)
NY
06/20/2000 - 09/18/2002
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
CT
01/25/1999 - 05/11/2000
ABN AMRO INCORPORATED (STAMFORD CT)
RI
02/10/1998 - 10/14/1998
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
BC
Issued 02/23/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/2000
Series 3 - National Commodity Futures Examination
BC
Issued 02/09/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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