linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Suzanne Marie Smith

Fidelity Personal AND Workplace Advisors

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Suzanne? Claim Your Profile

About Suzanne Marie Smith

Suzanne Marie Smith is a financial advisor with Fidelity Personal and Workplace Advisors. Suzanne has been in the financial industry since 2003 and holds Series 6, 7, 63, 65 and 66 licenses. Suzanne has experience working with individuals, families, businesses, and retirement plans. Suzanne is committed to providing personalized financial advice and guidance to help clients reach their financial goals.

Firm Information

Suzanne Smith is currently registered with Fidelity Personal AND Workplace Advisors. Fidelity Personal AND Workplace Advisors is a large investment firm based in Boston, Massachusetts. They offer a wide range of financial services, including financial planning, educational seminars, portfolio management for individuals and businesses, and selection of other advisors. They manage over $818 billion in assets for a diverse client base, including high-net-worth individuals, corporations, pension plans, and state and municipal government entities. They also offer wrap fee programs for their clients. The firm is registered with the SEC and has a long history of providing investment advice and financial services.
Fidelity Personal AND Workplace Advisors

245 SUMMER STREET, V2A

BOSTON, MA 02210

$818.78B

Assets Under Management

13,624

Total Clients

14,642

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Suzanne Smith’s Registration & Firm History

MA

07/13/2018 - Present

Fidelity Personal AND Workplace Advisors (BOSTON MA)

CA

05/17/2007 - 03/19/2010

FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (RANCHO CORDOVA CA)

CA

07/03/2006 - 05/02/2007

ZIONS DIRECT, INC. (SACRAMENTO CA)

CA

07/14/2005 - 06/23/2006

U.S. BANCORP INVESTMENTS, INC. (WEST SACRAMENTO CA)

NY

10/13/2003 - 07/01/2005

MORGAN STANLEY DW INC. (PURCHASE NY)

NY

08/01/2003 - 09/15/2003

NYLIFE SECURITIES INC. (NEW YORK NY)

Not sure if Suzanne Marie Smith is right for you?

Licenses & Designations

BOTH

Issued 6/14/2010

Series 66 - Uniform Combined State Law Examination

IA

Issued 12/31/2003

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 8/7/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/17/2003

Series 7 - General Securities Representative Examination

BC

Issued 7/31/2003

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Suzanne Marie Smith.
Not sure if Suzanne Marie Smith is right for you?