Unclaimed
Suzanne Oden is a financial professional with over 13 years of experience in the financial services industry. Suzanne is currently registered with Foreside Fund Services, LLC. Suzanne has held previous roles with PIMCO Investments LLC and Allianz Global Investors Distributors LLC. Suzanne has passed the Series 63, Series 7, Series 24, Series 26, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IA
08/17/2018 - Present
Foreside Fund Services, LLC (Cedar Rapids IA)
CA
02/14/2011 - 03/23/2016
PIMCO INVESTMENTS LLC (NEWPORT BEACH CA)
CA
01/17/2005 - 02/14/2011
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEWPORT BEACH CA)
BC
Issued 02/22/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/14/2009
Series 24 - General Securities Principal Examination
BC
Issued 02/08/2005
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/2008
Series 7 - General Securities Representative Examination
BC
Issued 01/15/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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