Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Suzanne? Claim Your ProfileSuzanne Marie Hart is a financial advisor with over 20 years of experience in the industry. Suzanne is currently registered with LPL Financial LLC in Ontario, California. Suzanne has held previous positions with Wells Fargo Clearing Services, LLC, Wells Fargo Investments, LLC, Wells Fargo Securities Inc., and Marketing One Securities, Inc. Suzanne has a wide range of experience and expertise in financial planning, portfolio management, and investment advisory services. Suzanne holds Series 7, 6, 63, and 65 securities licenses. Suzanne is committed to providing her clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
01/01/2025 - Present
LPL Financial LLC (ONTARIO CA)
CA
01/03/2011 - 11/14/2017
WELLS FARGO CLEARING SERVICES, LLC (LA CANADA CA)
CA
04/07/2005 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (LA CANADA CA)
CA
05/02/2001 - 04/19/2002
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
09/20/1993 - 05/02/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
OR
01/21/1993 - 09/20/1993
MARKETING ONE SECURITIES, INC. (PORTLAND OR)
BOTH
Issued 07/15/2005
Series 66 - Uniform Combined State Law Examination
IA
Issued 03/06/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/20/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/06/2005
Series 7 - General Securities Representative Examination
BC
Issued 01/19/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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