Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Suzanne? Claim Your ProfileSuzanne Frazier is a financial advisor with UBS Financial Services Inc. She has been in the financial services industry since 1999 and has worked for several reputable firms including Morgan Stanley and Raymond James & Associates, Inc.. Suzanne is registered with FINRA, and her specializations include portfolio management, financial planning, and retirement planning. Suzanne currently provides financial services from UBS Financial Services Inc.'s Cincinnati, OH branch office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
OH
12/28/2015 - Present
UBS Financial Services Inc. (CINCINNATI OH)
OH
09/23/2013 - 12/04/2015
MORGAN STANLEY (CINCINNATI OH)
OH
06/14/2011 - 09/25/2013
RAYMOND JAMES & ASSOCIATES, INC. (CINCINNATI OH)
OH
01/01/2008 - 06/06/2011
WELLS FARGO ADVISORS, LLC (CINCINNATI OH)
OH
01/03/2005 - 01/03/2008
A. G. EDWARDS & SONS, INC. (CINCINNATI OH)
NY
01/07/1998 - 06/26/2003
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
IA
Issued 10/19/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/02/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/06/1998
Series 7 - General Securities Representative Examination
BC
Issued 06/02/1997
Series 3 - National Commodity Futures Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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