Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Suzanne? Claim Your ProfileSuzanne Marshall has been in the financial services industry since 1983. She has a Series 63, 65, and 7 license and has a broad range of experience in the industry, including working with clients in various areas including individuals, families, businesses, and institutions. Suzanne is registered in several states as a broker-dealer and an investment advisor. Suzanne is currently employed at Stifel, Nicolaus & Company, Inc. She previously worked at Sanctuary Securities, Inc. and City Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IN
01/13/2020 - Present
Stifel, Nicolaus & Company, Inc. (INDIANAPOLIS IN)
IN
03/08/2024 - 03/19/2024
SANCTUARY SECURITIES, INC. (INDIANAPOLIS IN)
IN
10/08/2010 - 02/28/2017
CITY SECURITIES CORPORATION (INDIANAPOLIS IN)
IN
11/13/2009 - 10/12/2010
PNC INVESTMENTS (INDIANAPOLIS IN)
IN
07/14/1995 - 11/13/2009
NATCITY INVESTMENTS, INC. (INDIANAPOLIS IN)
IN
02/11/1986 - 07/14/1995
RAFFENSPERGER, HUGHES & CO., INC. (INDIANAPOLIS IN)
NA
10/19/1983 - 01/24/1985
PAINEWEBBER INCORPORATED
IA
Issued 10/20/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/27/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1983
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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