Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Suzanne? Claim Your ProfileSuzanne Lynne Walsh is a financial professional with over 27 years of experience in the industry. She has held registrations in multiple states and holds Series 7, 63, and 65 licenses. Suzanne currently works at Stifel, Nicolaus & Company, Inc. and previously worked at WELLS FARGO ADVISORS, LLC and A. G. EDWARDS & SONS, INC.. Suzanne's expertise and experience make her well-suited to provide a range of financial services to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
02/04/2020 - Present
Stifel, Nicolaus & Company, Inc. (HAUPPAUGE NY)
NY
01/01/2008 - 02/03/2010
WELLS FARGO ADVISORS, LLC (SMITHTOWN NY)
NY
08/30/1994 - 01/03/2008
A. G. EDWARDS & SONS, INC. (SMITHTOWN NY)
NY
05/23/1994 - 09/28/1994
SANDGRAIN SECURITIES, INC. (GARDEN CITY NY)
IA
Issued 05/19/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/03/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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