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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Suzanne? Claim Your ProfileSuzanne Lynn Thompson is an investment advisor representative with Morgan Stanley, a firm with approximately $10 billion - $50 billion in assets under management. Suzanne has been in the securities industry since January 1996 and has been registered with Morgan Stanley since January 2014. Suzanne holds the Series 63, Series 65, Series 7, Series 9, and Series 10 licenses. Suzanne has experience providing financial planning, pension consulting, and portfolio management services to individuals, businesses, and investment companies. She is registered in 53 states and the District of Columbia. Suzanne is also a member of the FINRA S10 Review Committee.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
IL
03/11/2020 - Present
Morgan Stanley (Deerfield IL)
IL
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (RIVERWOODS IL)
IL
05/06/2004 - 04/02/2007
MORGAN STANLEY DW INC. (RIVERWOODS IL)
TX
03/22/2001 - 03/29/2004
SOUTHWEST SECURITIES, INC. (DALLAS TX)
IL
12/05/1995 - 03/14/2001
WILLIAM BLAIR & COMPANY L.L.C. (CHICAGO IL)
IA
Issued 06/07/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/07/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/02/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/13/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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