Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Suzanne? Claim Your ProfileSuzanne Lynn Ford is a financial advisor registered with Raymond James & Associates, Inc. and has been in the industry since 1998. Suzanne is also registered as an Investment Advisor Representative. Suzanne has a wide range of experience in the financial services industry, having worked with several firms including LPL Financial LLC, FSC Securities Corporation, Royal Alliance Associates, Inc. and Woodbury Financial Services, Inc. Suzanne offers a variety of financial services, including financial planning, pension consulting, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
07/25/2023 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
IA
08/04/2015 - 07/25/2023
LPL FINANCIAL LLC (MARION IA)
GA
05/12/2014 - 08/11/2015
FSC SECURITIES CORPORATION (ATLANTA GA)
AZ
05/12/2014 - 08/11/2015
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
AZ
05/12/2014 - 08/11/2015
SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)
MN
05/12/2014 - 08/11/2015
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
MO
12/20/2012 - 05/05/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (KANSAS CITY MO)
AZ
09/05/2012 - 09/13/2012
SECURITIES SERVICE NETWORK, INC. (SCOTTSDALE AZ)
AZ
05/04/2011 - 09/05/2012
MORGAN STANLEY SMITH BARNEY (TUCSON AZ)
IA
01/12/2011 - 05/02/2011
SECURITIES MANAGEMENT & RESEARCH, INC. (CEDAR RAPIDS IA)
IA
05/31/2007 - 05/02/2011
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. (MARION IA)
AZ
12/05/2006 - 06/01/2007
AMERIPRISE FINANCIAL SERVICES, INC. (PHOENIX AZ)
AZ
09/14/2006 - 12/13/2006
AIG FINANCIAL ADVISORS, INC. (SCOTTSDALE AZ)
IA
05/25/2004 - 09/20/2006
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. (MARION IA)
TX
03/11/2004 - 05/24/2004
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
CA
04/15/2002 - 03/09/2004
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
IA
02/08/2002 - 04/08/2002
NATIONS FINANCIAL GROUP, INC. (CEDAR RAPIDS IA)
TX
08/03/1998 - 12/14/2001
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
IA
10/03/1997 - 04/30/1998
AEGON USA SECURITIES INC. (CEDAR RAPIDS IA)
BOTH
Issued 08/05/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/05/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/29/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/29/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/02/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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