Unclaimed
Suzanne Lynette Allen has been working in the financial industry since October 9, 2001. Suzanne is currently registered with Allstate Financial Services, LLC in Nebraska and is a registered representative in Minnesota. Suzanne has a Series 6, Series 7 and Series 26 license as well as the SIE. Suzanne has previously held positions at ALLSTATE DISTRIBUTORS, L.L.C., QUASAR DISTRIBUTORS, LLC, RBC DAIN RAUSCHER INC., U.S. BANCORP PIPER JAFFRAY INC. and JANUS DISTRIBUTORS, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NE
09/11/2018 - Present
Allstate Financial Services, LLC (Lincoln NE)
IL
03/09/2018 - 09/06/2018
ALLSTATE DISTRIBUTORS, L.L.C. (NORTHBROOK IL)
MN
03/29/2011 - 04/17/2018
ALLSTATE FINANCIAL SERVICES, LLC (BLOOMINGTON MN)
ME
11/10/2006 - 09/28/2010
QUASAR DISTRIBUTORS, LLC (PORTLAND ME)
NY
06/28/2000 - 12/06/2001
RBC DAIN RAUSCHER INC. (NEW YORK NY)
MN
06/14/1999 - 06/28/2000
U.S. BANCORP PIPER JAFFRAY INC. (MINNEAPOLIS MN)
CO
10/31/1996 - 09/24/1998
JANUS DISTRIBUTORS, INC. (DENVER CO)
MN
04/27/1995 - 07/10/1996
PIPER JAFFRAY INC. (MINNEAPOLIS MN)
BC
Issued 11/20/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/15/2016
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/09/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/21/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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