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Suzanne Lee Moat

Nylife Securities LLC

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About Suzanne Lee Moat

Suzanne Moat is a registered representative with Nylife Securities LLC, a firm that offers a variety of financial products and services. Suzanne holds the Series 63, Series 6TO and SIE licenses and is registered in California. She is located in Anaheim and can be reached at the branch office at 2400 E. Katella Ave, Suite 800, Anaheim, CA 92806.

Firm Information

Suzanne Moat is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Suzanne Moat’s Registration & Firm History

CA

02/05/2024 - Present

Nylife Securities LLC (Anaheim CA)

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Licenses & Designations

BC

Issued 03/15/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/05/2024

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 07/06/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Suzanne Lee Moat.
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