Unclaimed
Suzanne Hennig is an experienced financial professional with over 30 years in the industry. Suzanne currently works as a Registered Representative with Equitable Advisors, LLC. Suzanne has a strong background in the financial services industry, holding a variety of licenses and certifications. She has also worked for several other firms including NYLIFE Securities LLC, John Hancock Distributors LLC, and Fidelity Brokerage Services, Inc. Suzanne is committed to providing her clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NH
10/06/2023 - Present
Equitable Advisors, LLC (PORTSMOUTH NH)
ME
06/02/2021 - 08/15/2023
NYLIFE SECURITIES LLC (KENNEBUNK ME)
MA
06/19/2013 - 12/16/2020
JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)
MA
05/17/2007 - 12/16/2020
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC (BOSTON MA)
MA
07/26/2005 - 11/09/2006
MMC SECURITIES CORP. (NORWOOD MA)
MA
02/12/2002 - 06/10/2005
CLARENDON INSURANCE AGENCY, INC. (WALTHAM MA)
MA
04/07/1998 - 06/10/2005
SUN LIFE FINANCIAL DISTRIBUTORS, INC. (WELLESLEY HILLS MA)
MA
12/11/2001 - 01/28/2003
KEYPORT FINANCIAL SERVICES CORP. (WELLESLEY HILLS MA)
RI
02/18/1994 - 02/25/1998
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
RI
11/26/1991 - 02/04/1994
FIDELITY DISTRIBUTORS CORPORATION (SMITHFIELD RI)
BC
Issued 08/14/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/22/2022
Series 24 - General Securities Principal Examination
BC
Issued 12/22/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/22/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/25/1994
Series 14 - Compliance Officer Examination
BC
Issued 11/09/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/25/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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