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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Suzanne? Claim Your ProfileSuzanne Wagner is a financial advisor registered with Morgan Stanley. Suzanne has over 13 years of experience in the financial industry. Suzanne holds licenses for Series 63, Series 7 and SIE, which are industry standard certifications that reflect Suzanne's competence in the financial services industry. Suzanne is registered to provide investment advice in Florida and Georgia and is an experienced financial professional with a strong track record of success. Previously, Suzanne has been employed with UBS Financial Services Inc., WELLS FARGO ADVISORS, LLC, RBC CAPITAL MARKETS CORPORATION, and J. B. HANAUER & CO.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
02/06/2020 - Present
Morgan Stanley (Plantation FL)
FL
07/14/2016 - 01/28/2020
UBS FINANCIAL SERVICES INC. (AVENTURA FL)
FL
08/23/2011 - 06/10/2016
MORGAN STANLEY (FT. LAUDERDALE FL)
FL
06/02/2010 - 08/22/2011
WELLS FARGO ADVISORS, LLC (FORT LAUDERDALE FL)
FL
10/09/2009 - 10/30/2009
RBC CAPITAL MARKETS CORPORATION (PLANTATION FL)
FL
06/08/2006 - 10/09/2009
J. B. HANAUER & CO. (PLANTATION FL)
BC
Issued 04/05/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/07/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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