Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Suzanne? Claim Your ProfileSuzanne Cox is an investment advisor representative registered with the state of California and has been in the industry since 1993. Suzanne is currently affiliated with Betterwealth LLC and previously worked with firms including Comprehensive Asset Management and Servicing, Inc., Ameriprise Financial Services, Inc. and Morgan Stanley Smith Barney. Suzanne has a strong background in financial planning, portfolio management for individuals and businesses, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
CA
09/16/2015 - Present
Betterwealth LLC (SAN JOSE CA)
CA
08/25/2014 - 05/04/2015
COMPREHENSIVE ASSET MANAGEMENT AND SERVICING, INC. (CAMPBELL CA)
CA
01/15/2013 - 07/17/2014
AMERIPRISE FINANCIAL SERVICES, INC. (SAN JOSE CA)
ME
05/12/2010 - 09/27/2011
QUASAR DISTRIBUTORS, LLC (PORTLAND ME)
CA
06/01/2009 - 06/19/2009
MORGAN STANLEY SMITH BARNEY (CUPERTINO CA)
CA
09/04/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (CUPERTINO CA)
CA
04/02/2007 - 03/13/2008
MORGAN STANLEY & CO., INCORPORATED (ROSEVILLE CA)
CA
10/19/2006 - 04/02/2007
MORGAN STANLEY DW INC. (LOS GATOS CA)
CA
09/08/2005 - 05/24/2006
CITIGROUP GLOBAL MARKETS INC. (MENLO PARK CA)
NY
04/28/2000 - 08/30/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
CA
01/01/1999 - 04/14/2000
RWB SECURITIES INC. (SAN JOSE CA)
CA
09/13/1996 - 01/01/1999
REINHARDT WERBA BOWEN SECURITIES, INC. (SAN JOSE CA)
BOTH
Issued 12/22/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/20/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/27/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/18/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/10/1998
Series 24 - General Securities Principal Examination
BC
Issued 05/04/2015
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 09/12/1996
Series 7 - General Securities Representative Examination
BC
Issued 01/22/1993
Series 2 - Non-Member General Securities Examination
Active
Inactive
Not sure Suzanne Cox is the right advisor for you? Invested Better is here to help.
