Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Suzanne? Claim Your ProfileSuzanne Galatoire is a financial advisor in St. Louis, MO. She has been in the industry for over 8 years and has experience with Wells Fargo Advisors Financial Network, LLC, Wells Fargo Clearing Services, LLC, Century Securities Associates, Inc., Stifel, Nicolaus & Company, Incorporated, Sterne Agee Financial Services, Inc., Sterne, Agee & Leach, Inc., and Scottrade, Inc. Suzanne holds a Series 63 and Series 66 license. Suzanne is a registered representative of Wells Fargo Advisors Financial Network, LLC and Wells Fargo Clearing Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
06/07/2017 - Present
Wells Fargo Advisors Financial Network, LLC (ST. LOUIS MO)
MO
08/18/2015 - 02/06/2017
CENTURY SECURITIES ASSOCIATES, INC. (ST. LOUIS MO)
MO
08/13/2015 - 02/06/2017
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
AL
03/23/2016 - 06/30/2016
STERNE AGEE FINANCIAL SERVICES, INC. (BIRMINGHAM AL)
AL
03/23/2016 - 06/30/2016
STERNE, AGEE & LEACH, INC. (BIRMINGHAM AL)
MO
04/15/2015 - 08/07/2015
SCOTTRADE, INC. (ST. LOUIS MO)
BOTH
Issued 04/18/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/12/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/23/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/28/2016
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/16/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/2016
Series 52 - Municipal Securities Representative Examination
BC
Issued 04/15/2015
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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