Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Suzanne? Claim Your ProfileSuzanne Dugan is a financial professional with over 30 years of experience in the industry. Suzanne has a broad background in securities and has held positions with firms such as Citigroup Global Markets Inc., Salomon Brothers Inc., and Foreside Fund Services, LLC. Suzanne is currently registered with Academy Securities, Inc. and holds Series 3, 7, 24, and 63 licenses. Suzanne is licensed in Massachusetts and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
02/21/2024 - Present
Academy Securities, Inc. (NEW YORK NY)
MA
10/26/2017 - 06/14/2023
FORESIDE FUND SERVICES, LLC (Boston MA)
PA
09/20/1988 - 08/31/2017
CITIGROUP GLOBAL MARKETS INC. (PHILADELPHIA PA)
NY
01/15/1998 - 09/01/1998
SALOMON BROTHERS INC. (NEW YORK NY)
BC
Issued 10/10/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/15/2010
Series 24 - General Securities Principal Examination
BC
Issued 11/05/2018
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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