Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Suzanne? Claim Your ProfileSuzanne Elizabeth Auletta is a financial professional with over 18 years of experience in the industry. Suzanne is currently registered with Raymond James & Associates, Inc. and Raymond James Financial Services, Inc. Prior to joining Raymond James, Suzanne worked with LPL FINANCIAL LLC and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Suzanne holds several licenses including Series 4, Series 14, and Series 14A. Suzanne is also a Series 99TO and SIE exam holder. Suzanne is dedicated to providing her clients with personalized financial guidance and solutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
08/15/2018 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
SC
04/25/2014 - 08/13/2018
LPL FINANCIAL LLC (FORT MILL SC)
NY
01/18/2007 - 04/21/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
10/18/2004 - 11/24/2006
VAN DER MOOLEN SPECIALISTS USA, LLC (NEW YORK NY)
BC
Issued 10/23/2007
Series 4 - Registered Options Principal Examination
BC
Issued 02/20/2007
Series 14 - Compliance Officer Examination
BC
Issued 11/24/2004
Series 14A - Compliance Official Specialist Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Suzanne Auletta is the right advisor for you? Invested Better is here to help.
