Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Suzanne? Claim Your ProfileSuzanne Eileen Sweeney is a financial advisor with over 30 years of experience in the industry. Suzanne is registered with RBC Capital Markets, LLC and has held previous positions with Raymond James & Associates, Inc., Oppenheimer & Co. Inc., CIBC World Markets Corp., J.P. Morgan Securities Inc., Hambrecht & Quist LLC, Lazard Freres & Co. LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Salomon Brothers Inc. Suzanne has a broad range of experience and is licensed to offer investment advice and securities services in numerous states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MD
03/19/2021 - Present
RBC Capital Markets, LLC (CHEVY CHASE MD)
SC
09/24/2018 - 03/12/2021
RAYMOND JAMES & ASSOCIATES, INC. (CHARLESTON SC)
NY
03/25/2013 - 09/26/2018
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
NY
01/03/2003 - 04/02/2013
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
08/13/2002 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
02/01/2000 - 01/04/2002
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
CA
05/27/1997 - 02/01/2000
HAMBRECHT & QUIST LLC (SAN FRANCISCO CA)
NY
08/20/1996 - 12/16/1996
LAZARD FRERES & CO. LLC (NEW YORK NY)
NY
11/18/1992 - 08/06/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
12/16/1991 - 10/27/1992
SALOMON BROTHERS INC. (NEW YORK NY)
CA
08/22/1989 - 05/02/1990
HAMBRECHT & QUIST INCORPORATED (SAN FRANCISCO CA)
IA
Issued 10/05/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/04/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/25/2001
Series 24 - General Securities Principal Examination
BC
Issued 06/29/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/1989
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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