Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Suzanne? Claim Your ProfileSuzanne Uzquiano is a financial professional registered in Texas, Massachusetts, Utah, and Oklahoma. Suzanne is a Series 7, 63, 9, and 10 licensed professional. Suzanne currently works for Fidelity Brokerage Services LLC and has been active in the financial industry since May 2019.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
05/03/2019 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
BC
Issued 05/10/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/02/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/29/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/03/2019
Series 7TO - General Securities Representative Examination
BC
Issued 04/04/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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