Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Suzanne? Claim Your ProfileSuzanne E. Sweeney is a financial advisor with LPL Financial LLC, a national firm that provides financial advice and products to individuals, families, and businesses. Suzanne has over 20 years of experience in the financial services industry. Suzanne has held positions with a variety of firms including The Huntington Investment Company, JPMorgan Securities LLC, and FSC Securities Corporation. Suzanne is registered to provide securities and investment advisory services in Ohio. Suzanne also holds a Series 7, 6, 63, 66, and 24 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
09/02/2022 - Present
LPL Financial LLC (WESTERVILLE OH)
OH
07/07/2021 - 09/02/2022
THE HUNTINGTON INVESTMENT COMPANY (COLUMBUS OH)
OH
03/18/2019 - 06/30/2021
J.P. MORGAN SECURITIES LLC (Columbus OH)
OH
08/03/2016 - 03/06/2019
FSC SECURITIES CORPORATION (WORTHINGTON OH)
OH
06/22/2016 - 07/12/2016
LINCOLN FINANCIAL ADVISORS CORPORATION (COLUMBUS OH)
OH
07/15/2010 - 11/20/2013
LPL FINANCIAL LLC (DUBLIN OH)
ME
03/03/2000 - 05/15/2003
PFPC DISTRIBUTORS, INC. (PORTLAND ME)
BOTH
Issued 09/30/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/21/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/30/2019
Series 24 - General Securities Principal Examination
BC
Issued 03/25/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/14/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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