Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Suzanne? Claim Your ProfileSuzanne Daly is an active broker and investment advisor representative. Suzanne has been in the industry since June 27, 2006. Suzanne is currently registered with Fidelity Brokerage Services LLC, National Financial Services LLC, and Fidelity Distributors Co. LLC. Suzanne has experience working with clients in various states including Rhode Island, Massachusetts, and Alabama. Suzanne holds a Series 7, Series 63, Series 24, and SIE license. Suzanne is dedicated to providing excellent service to her clients and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
08/30/2023 - Present
Fidelity Brokerage Services LLC (BOSTON MA)
RI
12/03/2014 - 11/09/2020
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
RI
08/08/2013 - 11/09/2020
NATIONAL FINANCIAL SERVICES LLC (SMITHFIELD RI)
MA
03/24/2006 - 12/01/2011
NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)
RI
07/05/2004 - 12/05/2005
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BC
Issued 07/07/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/24/2020
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/03/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Suzanne Daly is the right advisor for you? Invested Better is here to help.
