Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Suzanne? Claim Your ProfileSuzanne Swaciak is a financial professional with over 20 years of experience in the financial services industry. Suzanne is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc., where she has been employed since 2006. Previously, Suzanne worked at LINSCO/PRIVATE LEDGER CORP. from 2004 to 2006 and Merrill Lynch, Pierce, Fenner & Smith Incorporated from 1997 to 2002. Suzanne holds Series 6 and Series 63 securities licenses. Suzanne specializes in providing investment advisory services for individuals, businesses, and corporations. Suzanne's services include portfolio management, financial planning, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
10/19/2006 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (WILLIAMSVILLE NY)
NY
02/13/2004 - 08/23/2006
LINSCO/PRIVATE LEDGER CORP. (WILLIAMSVILLE NY)
NY
12/02/1997 - 08/09/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 10/17/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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