Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Suzanne? Claim Your ProfileSuzanne Christiansen De graw is a financial advisor who has been in the industry since September 29, 2005. Suzanne is currently registered with Independent Financial Group, LLC. She is also registered with the state of California as a Registered Investment Advisor. Suzanne has been with Independent Financial Group, LLC since December 1, 2016. Prior to that, Suzanne was with Transamerica Financial Advisors, Inc and World Group Securities, Inc. Suzanne holds the Series 6, Series 63, Series 65 and SIE licenses. Suzanne specializes in financial planning, pension consulting and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
12/01/2016 - Present
Independent Financial Group, LLC (Carlsbad CA)
CA
01/06/2012 - 12/06/2016
TRANSAMERICA FINANCIAL ADVISORS, INC (SAN DIEGO CA)
CA
09/30/2005 - 01/06/2012
WORLD GROUP SECURITIES, INC. (SAN DIEGO CA)
IA
Issued 09/23/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/27/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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