Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Suzanne? Claim Your ProfileSuzanne Latour is a financial advisor with over 30 years of experience in the industry. Suzanne is currently registered with Raymond James & Associates, Inc. and has previously worked with several other firms including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc., Morgan Stanley DW Inc., and Prudential Insurance Company of America. Suzanne is licensed to provide advisory services in multiple states and holds a variety of licenses including Series 3, 6, 7, 9, 10, 31, 63, and 65. Suzanne is a registered representative in 30 states and provides advisory services in 2 states. Suzanne is also the CEO of GolfTEC San Diego (bernal LaTour INC) and handles payroll and back office support for the business.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
01/17/2017 - Present
Raymond James & Associates, Inc. (San Diego CA)
CA
05/15/2009 - 01/17/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN DIEGO CA)
CA
08/13/2004 - 05/28/2009
CITIGROUP GLOBAL MARKETS INC. (SAN DIEGO CA)
NY
04/27/1993 - 08/20/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
CO
09/18/1992 - 02/08/1993
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
NJ
05/04/1990 - 08/09/1990
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
05/04/1990 - 08/09/1990
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
ND
11/17/1988 - 11/08/1989
STATE BOND SALES CORPORATION (MINOT ND)
IA
Issued 01/09/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/24/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/08/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/08/1998
Series 3 - National Commodity Futures Examination
BC
Issued 07/22/1993
Series 31 - Futures Managed Funds Examination
BC
Issued 09/16/1992
Series 7 - General Securities Representative Examination
BC
Issued 11/16/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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