Unclaimed
Suzanne Butters Fraliex is a financial advisor with Stephens. Suzanne has been in the industry for over 20 years and has a deep understanding of the financial markets. Suzanne is dedicated to helping her clients achieve their financial goals. Suzanne has a wide range of experience in the financial services industry, including working for Morgan Stanley Smith Barney, Citigroup Global Markets Inc., Legg Mason Wood Walker, Incorporated, and Amsouth Investment Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
TN
07/16/2010 - Present
Stephens (NASHVILLE TN)
TN
06/01/2009 - 07/22/2010
MORGAN STANLEY SMITH BARNEY (NASHVILLE TN)
TN
02/21/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NASHVILLE TN)
MD
07/11/2001 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
AL
02/14/2000 - 06/12/2000
AMSOUTH INVESTMENT SERVICES, INC. (BIRMINGHAM AL)
WI
06/03/1999 - 02/14/2000
INVEST FINANCIAL CORPORATION (APPLETON WI)
BC
Issued 04/14/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/14/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/07/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/02/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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