Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Suzanne? Claim Your ProfileSuzanne Brocki Davis is a financial advisor with LPL Financial LLC in New Britain, CT. Suzanne has been in the financial services industry since December 10, 1999. Suzanne is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 6, 7, 63, and SIE licenses. She is also registered in 23 states. Suzanne has been registered with LPL Financial LLC since October 11, 2011. Prior to that, Suzanne worked for several other firms, including UVEST Financial Services Group, Inc., INFINEX INVESTMENTS, INC., WEBSTER INVESTMENT SERVICES, INC., and PHOENIX EQUITY PLANNING CORPORATION. Suzanne specializes in providing financial advice to individuals, corporations, pension and profit-sharing plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CT
10/11/2011 - Present
LPL Financial LLC (NEW BRITAIN CT)
CT
04/11/2011 - 10/11/2011
UVEST FINANCIAL SERVICES GROUP, INC. (FARMINGTON CT)
CT
03/27/2006 - 03/29/2011
INFINEX INVESTMENTS, INC. (FARMINGTON CT)
CT
07/07/2004 - 03/21/2006
WEBSTER INVESTMENT SERVICES, INC. (KENSINGTON CT)
CT
11/24/1999 - 07/09/2004
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
BC
Issued 09/18/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/2011
Series 7 - General Securities Representative Examination
BC
Issued 11/23/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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