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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Suzanne? Claim Your ProfileSuzanne Amy Case-pouliot is an active investment advisor representative with Morgan Stanley. Suzanne has been in the industry since 2004 and has experience with a variety of firms including COMMONWEALTH FINANCIAL NETWORK and CITIGROUP GLOBAL MARKETS INC. Suzanne holds a number of licenses and has earned a number of designations. Suzanne focuses on providing asset allocation advice, financial planning, pension consulting, and educational seminars. Suzanne is registered with the state of Connecticut as a registered investment advisor and has been registered with the state of New Hampshire as a registered investment advisor since January 2024. Suzanne is also registered with the state of Texas as a registered investment advisor, but her registration is in a resident status. Suzanne's current firm, Morgan Stanley, is a large firm with over $1 trillion in assets under management and is known for its focus on providing investment advice to a wide range of clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
MA
05/05/2020 - Present
Morgan Stanley (Boston MA)
MA
06/30/2015 - 09/21/2016
COMMONWEALTH FINANCIAL NETWORK (Plymouth MA)
MA
06/01/2009 - 04/24/2015
MORGAN STANLEY (NORWELL MA)
MA
09/13/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (BOSTON MA)
MA
08/09/2005 - 08/02/2006
OGILVIE SECURITY ADVISORS CORPORATION (BOSTON MA)
MA
07/29/2003 - 05/18/2005
COMMONWEALTH FINANCIAL NETWORK (WALTHAM MA)
BOTH
Issued 12/14/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/07/2010
Series 4 - Registered Options Principal Examination
BC
Issued 06/16/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/21/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/30/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/09/2017
Series 3 - National Commodity Futures Examination
BC
Issued 07/28/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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