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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Suzanna? Claim Your ProfileSuzanna Soriano is a financial advisor registered with Morgan Stanley and has been in the industry since January 16, 2005. Suzanna has worked at both UBS Financial Services Inc. and Crowell, Weedon & Co. The advisor is currently registered in 53 states and has a Series 7, 9, 10, 66 and SIE license. Suzanna is part of the Morgan Stanley team, which manages assets for various client types including individuals, high net worth individuals, corporations, insurance companies, investment companies, charitable organizations, pension and profit-sharing plans, banking or thrift institutions, state or municipal government entities and investment clubs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
03/03/2020 - Present
Morgan Stanley (Sherman Oaks CA)
CA
07/17/2007 - 04/22/2015
UBS FINANCIAL SERVICES INC. (BEVERLY HILLS CA)
CA
10/08/2004 - 05/10/2007
CROWELL, WEEDON & CO. (ENCINO CA)
BOTH
Issued 04/29/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/14/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/27/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/07/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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