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Suzann Ellen Thomson

Schwab Wealth Advisory, Inc.

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About Suzann Ellen Thomson

Suzann Ellen Thomson is a financial professional with over 30 years of experience in the industry. Suzann is currently registered with Schwab Wealth Advisory, Inc. and has previously held positions with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Suzann is licensed to provide investment advice in 29 states and specializes in financial planning and portfolio management for individuals and businesses.

Firm Information

Suzann Thomson is currently registered with Schwab Wealth Advisory, Inc.. Schwab Wealth Advisory, Inc. is an investment advisory firm based in SAN FRANCISCO, CA, United States. The firm provides financial planning and portfolio management services to individuals, businesses, and high-net-worth individuals. They also offer a wrap fee program.
Schwab Wealth Advisory, Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105-1901

Not reported

Assets Under Management

141,801

Total Clients

904

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Swa program paid by wrap sponsor pursuant to cost plan formula.

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Suzann Thomson’s Registration & Firm History

CA

01/03/2021 - Present

Schwab Wealth Advisory, Inc. (SAN FRANCISCO CA)

NY

02/04/1992 - 02/06/1995

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

05/24/1984 - 04/03/1991

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 01/30/2003

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/07/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/19/1984

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Suzann Ellen Thomson. Review regulatory record here.
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