Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Suzana? Claim Your ProfileSuzana Romine is a registered representative with Pruco Securities, LLC. Suzana has been in the financial services industry since 2007 and has experience in providing financial advice to individuals, high-net-worth individuals, businesses, and trusts. Suzana is licensed to provide financial advice in all 50 states and the District of Columbia. Suzana also has a Series 7, Series 6, and SIE licenses. Suzana has experience working with clients at both Morgan Stanley and Citigroup Global Markets Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
NJ
11/19/2014 - Present
Pruco Securities, LLC (Newark NJ)
NJ
06/01/2009 - 04/03/2014
MORGAN STANLEY (NEW BRUNSWICK NJ)
NJ
05/16/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW BRUNSWICK NJ)
NJ
11/10/1994 - 10/06/1995
FIRST INVESTORS CORPORATION (EDISON NJ)
BOTH
Issued 11/27/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/15/2007
Series 7 - General Securities Representative Examination
BC
Issued 11/09/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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