Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Suzan? Claim Your ProfileSuzan Pemberton is a financial advisor with over 30 years of experience in the industry. Suzan is currently registered with Northwestern Mutual Investment Services, LLC in Dallas, Texas and previously worked with the same firm in San Francisco, California. Suzan is also registered as an investment advisor representative with Protected Investors of America. Suzan has a Series 6, Series 63, and SIE license and is currently licensed to practice in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
TX
03/24/2017 - Present
Northwestern Mutual Investment Services, LLC (DALLAS TX)
CA
03/25/2003 - 11/17/2016
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (SAN FRANCISCO CA)
CA
05/24/1990 - 09/20/2002
PROTECTED INVESTORS OF AMERICA (SAN FRANCISCO CA)
BC
Issued 09/18/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/22/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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