Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Suzan? Claim Your ProfileSuzan Halsey is a financial advisor with Edward Jones. Suzan Halsey has over 20 years of experience in the financial services industry. Suzan Halsey is registered with the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA). Suzan Halsey holds Series 6, 7, 24, 63 and 66 licenses. Suzan Halsey is also registered with the states of Arizona, California, Colorado, Florida, Georgia, Hawaii, Idaho, Indiana, Mississippi, Missouri, Montana, Nevada, Ohio, Oregon, South Dakota, Texas, Utah, Virginia, Washington, West Virginia and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
01/17/2019 - Present
Edward Jones (RIDGECREST CA)
CA
11/01/2001 - 08/01/2007
XCU CAPITAL CORPORATION, INC. (RIDGECREST CA)
NY
09/13/2000 - 08/16/2001
NYLIFE SECURITIES INC. (NEW YORK NY)
BOTH
Issued 07/13/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/27/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/15/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/2002
Series 7 - General Securities Representative Examination
BC
Issued 09/12/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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