Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Suzan? Claim Your ProfileSuzan Budak is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., located in Newport Beach, CA. Suzan has been in the financial services industry since 2006. She has a Series 3, 7, 63, and 66 license. Suzan has worked for multiple firms, including Charles Schwab & Co., Inc. and Morgan Stanley & Co. Incorporated. Suzan has experience in providing investment advice and managing portfolios for individuals, businesses, and pension plans. She has also been registered with FINRA since 2008.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
03/27/2013 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEWPORT BEACH CA)
CA
04/24/2007 - 10/08/2008
MORGAN STANLEY & CO. INCORPORATED (NEWPORT BEACH CA)
CA
04/27/2006 - 04/04/2007
CHARLES SCHWAB & CO., INC. (NEWPORT BEACH CA)
BOTH
Issued 07/14/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/04/1993
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 04/28/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/24/2007
Series 3 - National Commodity Futures Examination
BC
Issued 04/26/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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