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Susie Sutzu Lu

Pruco Securities, LLC

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About Susie Sutzu Lu

Susie Lu is a financial professional with over 20 years of experience in the industry. Susie is a registered representative and a licensed investment advisor representative, working with Pruco Securities, LLC. Susie holds the Series 6, 7, 24, 26, 63, and SIE licenses and is registered to conduct business in California. Susie has a deep understanding of investment products and strategies, and she is committed to providing her clients with personalized financial advice that meets their unique needs and goals. Susie is a strong advocate for her clients and is committed to helping them achieve their financial dreams.

Firm Information

Susie Lu is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Susie Lu’s Registration & Firm History

CA

10/20/1999 - Present

Pruco Securities, LLC (SHERMAN OAKS CA)

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Licenses & Designations

BC

Issued 06/10/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/10/2018

Series 24 - General Securities Principal Examination

BC

Issued 11/30/2001

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/14/2016

Series 7 - General Securities Representative Examination

BC

Issued 04/03/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Susie Sutzu Lu.
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