Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susie? Claim Your ProfileSusie So is a financial professional with over 30 years of experience in the industry. Susie is currently registered with Nylife Distributors LLC and has previously been registered with NYLIFE SECURITIES INC., EQ FINANCIAL CONSULTANTS, INC., THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES, and PML SECURITIES COMPANY. Susie is licensed to conduct business in New York. Susie holds the Series 6, Series 63 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/16/2005 - Present
Nylife Distributors LLC (NEW YORK NY)
NY
04/08/1997 - 08/17/2005
NYLIFE SECURITIES INC. (NEW YORK NY)
NY
11/06/1995 - 03/05/1997
EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)
NY
11/06/1995 - 03/05/1997
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
DE
04/14/1993 - 05/24/1995
PML SECURITIES COMPANY (NEWARK DE)
BC
Issued 05/25/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/13/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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