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Susie Mary Jankowski

Guggenheim Funds Distributors, LLC

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About Susie Mary Jankowski

Susie Jankowski is a registered representative with Guggenheim Funds Distributors, LLC in Lisle, Illinois. Susie has been in the financial services industry since 1996 and has a variety of licenses and registrations. She has a strong background in investment management and has a proven track record of success. Susie is committed to providing her clients with personalized financial advice and guidance. Susie's experience includes working with Manulife Financial Securities LLC and Van Kampen Funds Inc..

Firm Information

Susie Jankowski is currently registered with Guggenheim Funds Distributors, LLC. Guggenheim Funds Distributors, LLC, is a Limited Liability Company formed on November 9, 1995 and headquartered in Chicago, IL. They are registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands. Their primary client type is Investment Companies, with $5,881,943,581 in assets under management. Guggenheim Funds Distributors, LLC offers portfolio management services for investment companies. Their website is HTTP://WWW.GUGGENHEIMINVESTMENTS.COM.
Guggenheim Funds Distributors, LLC

227 WEST MONROE STREET

CHICAGO, IL 60606

$5.88B

Assets Under Management

Not reported

Total Clients

34

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Index licensing fee

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Susie Jankowski’s Registration & Firm History

IL

03/20/2007 - Present

Guggenheim Funds Distributors, LLC (Lisle IL)

MA

02/09/2004 - 07/01/2004

MANULIFE FINANCIAL SECURITIES LLC (BOSTON MA)

TX

01/01/1999 - 06/20/2001

VAN KAMPEN FUNDS INC. (HOUSTON TX)

GA

10/16/1996 - 09/25/1997

PFS INVESTMENTS INC. (DULUTH GA)

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Licenses & Designations

BC

Issued 03/06/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/19/2007

Series 7 - General Securities Representative Examination

BC

Issued 02/07/2004

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Susie Mary Jankowski.
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