Unclaimed
Susie Lauricio has been a registered representative in the securities industry since August 1996. Susie is currently registered with Nylife Securities LLC in Wailuku, HI. Susie holds Series 6 and Series 63 licenses as well as the SIE. Susie has been registered with the state of Hawaii since August 1996, and has also recently become registered in Illinois, Massachusetts, Nevada, Oklahoma, Oregon, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
HI
08/09/1996 - Present
Nylife Securities LLC (WAILUKU HI)
BC
Issued 08/03/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/03/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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