Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sushil? Claim Your ProfileSushil Kumar Vyas is a financial professional with over 6 years of experience in the industry. Sushil is currently registered with LPL Financial LLC, a large broker-dealer with a strong reputation in the industry. Prior to joining LPL Financial, Sushil has held positions at MIZUHO SECURITIES USA LLC and WELLS FARGO CLEARING SERVICES, LLC. Sushil is licensed to provide a range of financial services, including financial planning, portfolio management, and consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
SC
06/27/2024 - Present
LPL Financial LLC (FORT MILL SC)
NY
04/29/2022 - 06/20/2024
MIZUHO SECURITIES USA LLC (NEW YORK NY)
MO
06/19/2020 - 04/06/2022
WELLS FARGO CLEARING SERVICES, LLC (ST. LOUIS MO)
NC
10/02/2017 - 02/24/2020
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/2017
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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