Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sushil? Claim Your ProfileSushil Birla has been in the financial services industry since 2008. Sushil Birla is currently registered with J.p. Morgan Securities LLC in Texas. Before joining J.p. Morgan Securities LLC, Sushil Birla was employed by CHARLES SCHWAB & CO., INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, AXA ADVISORS, LLC, MORGAN STANLEY SMITH BARNEY and CITIGROUP GLOBAL MARKETS INC. Sushil Birla holds FINRA Series 7, 63, 65 licenses. Sushil Birla specializes in providing financial planning services, pension consulting services, and portfolio management services to individuals, high-net-worth individuals, and businesses. Sushil Birla also provides selection of other advisors services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
TX
02/29/2016 - Present
J.p. Morgan Securities LLC (PEARLAND TX)
CA
03/13/2015 - 11/10/2015
CHARLES SCHWAB & CO., INC. (SAN RAMON CA)
CA
02/04/2013 - 02/13/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WALNUT CREEK CA)
CA
03/21/2012 - 11/09/2012
AXA ADVISORS, LLC (SAN FRANCISCO CA)
CA
06/01/2009 - 10/22/2010
MORGAN STANLEY SMITH BARNEY (MENLO PARK CA)
CA
02/05/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (MENLO PARK CA)
IA
Issued 04/08/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/08/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/04/2008
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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