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Sushant S Jadhav

Guggenheim Securities, LLC

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About Sushant S Jadhav

Sushant Jadhav is a financial professional registered in California with Guggenheim Securities, LLC. Sushant joined Guggenheim Securities, LLC on January 1, 2017, and is based in San Francisco, California. Sushant holds the Series 63, Series 79 and SIE licenses.

Firm Information

Sushant Jadhav is currently registered with Guggenheim Securities, LLC. Guggenheim Securities, LLC is a Limited Liability Company formed in January 1999. The firm is registered with the SEC and all 50 states, as well as the District of Columbia, Puerto Rico, and the U.S. Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

107

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sushant Jadhav’s Registration & Firm History

CA

01/01/2017 - Present

Guggenheim Securities, LLC (SAN FRANCISCO CA)

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Licenses & Designations

BC

Issued 04/03/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/30/2016

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sushant S Jadhav.
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